-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MejHtiQKOrHZyYXxlAAO1PXa9RjGhmtjxXBONeVXnh7qe9Y0xKEgeJgzXcRsRhoH WEJG3yHjUGHh9cDol1oUmg== 0000932440-01-000075.txt : 20010223 0000932440-01-000075.hdr.sgml : 20010223 ACCESSION NUMBER: 0000932440-01-000075 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 GROUP MEMBERS: E.M. WARBURG, PINCUS & CO., LLC GROUP MEMBERS: WARBURG PINCUS INVESTORS LP GROUP MEMBERS: WARBURG, PINCUS & CO. GROUP MEMBERS: WARBURG, PINCUS CAPITAL COMPANY LIQUIDATING TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JOURNAL REGISTER CO CENTRAL INDEX KEY: 0001035815 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 223498615 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-52689 FILM NUMBER: 1545967 BUSINESS ADDRESS: STREET 1: STATE STREET SQUARE STREET 2: 50 WEST STATE ST CITY: TRENTON STATE: NJ ZIP: 08605 BUSINESS PHONE: 6093962200 MAIL ADDRESS: STREET 1: STATE STREET SQUARE STREET 2: 50 WEST STATE STREET CITY: TRENTON STATE: NJ ZIP: 08605 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WARBURG PINCUS INVESTORS LP CENTRAL INDEX KEY: 0000929658 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133549187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017-3147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017-3147 SC 13G/A 1 0001.txt AMENDMENT NO. 2 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------ SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(B), (C) AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(B) (AMENDMENT NO. 2)(1) JOURNAL REGISTER COMPANY (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 481138 10 5 (CUSIP Number) DECEMBER 31, 2000 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) ______________ (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). - ----------------------------------- -------------------------------- CUSIP No. 481138 10 5 13G Page 2 of 10 Pages - ----------------------------------- -------------------------------- - --------- ---------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Warburg, Pincus Investors, L.P. 13-3549187 - --------- ---------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - --------- ---------------------------------------------------------------------- 3. SEC USE ONLY - --------- ---------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - --------- ---------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 12,086,349 SHARES -------- ------------------------------------------- 6. SHARED VOTING POWER BENEFICIALLY 0 OWNED BY -------- ------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 12,086,349 PERSON WITH -------- ------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - --------- ---------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,086,349 - --------- ---------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* |_| - --------- ---------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 26.7% - --------- ---------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - --------- ---------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------------------- -------------------------------- CUSIP No. 481138 10 5 13G Page 3 of 10 Pages - ----------------------------------- -------------------------------- - --------- ---------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Warburg, Pincus & Co. 13-6358475 - --------- ---------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - --------- ---------------------------------------------------------------------- 3. SEC USE ONLY - --------- ---------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York - --------- ---------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 SHARES -------- ------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 30,166,379 EACH -------- ------------------------------------------- 7. SOLE DISPOSITIVE POWER REPORTING 0 PERSON WITH -------- ------------------------------------------- 8. SHARED DISPOSITIVE POWER 30,166,379 - --------- ---------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 30,166,379 - --------- ---------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* |_| - --------- ---------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 66.7% - --------- ---------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - --------- ---------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------------------- -------------------------------- CUSIP No. 481138 10 5 13G Page 4 of 10 Pages - ----------------------------------- -------------------------------- - --------- ---------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) E.M. Warburg, Pincus & Co., LLC 13-3536050 - --------- ---------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - --------- ---------------------------------------------------------------------- 3. SEC USE ONLY - --------- ---------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York - --------- ---------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 SHARES -------- ------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 30,166,379 EACH -------- ------------------------------------------- 7. SOLE DISPOSITIVE POWER REPORTING 0 PERSON WITH -------- ------------------------------------------- 8. SHARED DISPOSITIVE POWER 30,166,379 - --------- ---------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 30,166,379 - --------- ---------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* |_| - --------- ---------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 66.7% - --------- ---------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* OO - --------- ---------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------------------- -------------------------------- CUSIP No. 481138 10 5 13G Page 5 of 10 Pages - ----------------------------------- -------------------------------- - --------- ---------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Warburg, Pincus Capital Company Liquidating Trust (successor-in-interest to Warburg, Pincus Capital Company, L.P.) 06-1183391 - --------- ---------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - --------- ---------------------------------------------------------------------- 3. SEC USE ONLY - --------- ---------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - --------- ---------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 18,080,030 SHARES -------- ------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 EACH -------- ------------------------------------------- 7. SOLE DISPOSITIVE POWER REPORTING 18,080,030 PERSON WITH -------- ------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - --------- ---------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,080,030 - --------- ---------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* |_| - --------- ---------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 40% - --------- ---------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - --------- ---------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------------------- -------------------------------- CUSIP No. 481138 10 5 13G Page 6 of 10 Pages - ----------------------------------- -------------------------------- ITEM 1(A). NAME OF ISSUER. Journal Register Company, a Delaware corporation (the "Issuer"). ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. State Street Square 50 West State Street Trenton, New Jersey 08608-1298 ITEMS 2(A) AND 2(B). NAME OF PERSON FILING; ADDRESS OF PRINCIPAL BUSINESS OFFICE. This statement is filed by and on behalf of (a) Warburg, Pincus Investors, L.P., a Delaware limited partnership ("Investors"); (b) Warburg, Pincus & Co., a New York general partnership ("WP"); (c) E.M. Warburg, Pincus & Co., LLC, a New York limited liability company ("EMWP"); and (d) Warburg, Pincus Capital Company Liquidating Trust, successor-in-interest to Warburg, Pincus Capital Company, L.P. ("WPCCLT"). Lionel I. Pincus is the managing partner of WP, the Chairman of the Board, Chief Executive Officer and managing member of EMWP and the managing partner of Pincus & Co., a New York limited partnership, whose primary activity is the ownership of interests in WP and EMWP. The members of EMWP are substantially the same as the partners of WP. The business address of each of Investors, WP, EMWP and WPCCLT is 466 Lexington Avenue, New York, New York 10017. ITEM 2(C). CITIZENSHIP. Investors is a Delaware limited partnership. WP is a New York general partnership. EMWP is a New York limited liability company. WPCCLT is a New York trust. ITEM 2(D). TITLE OF CLASS OF SECURITIES. This statement relates to shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"). ITEM 2(E). CUSIP NUMBER. 481138 10 5 - ----------------------------------- -------------------------------- CUSIP No. 481138 10 5 13G Page 7 of 10 Pages - ----------------------------------- -------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) |_| Broker or dealer registered under Section 15 of the Exchange Act. (b) |_| Bank as defined in Section 3(a)(6) of the Exchange Act. (c) |_| Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) |_| Investment company registered under Section 8 of the Investment Company Act. (e) |_| An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person, in accordance with Rule 13d-1(b)(ii)(G); (h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) |_| A church plan that is excluded from the definition of investment company under Section 3(c)(14) of the Investment Company Act; (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP. (a) Amount Beneficially Owned: (i) Investors beneficially owns 12,086,349 shares of Common Stock. (ii) Each of WP and EMWP beneficially own 30,166,379 shares of Common Stock. (iii) WPCCLT beneficially owns 18,080,030 shares of Common Stock. (b) Percent of Class: (i) Investors - 26.7% (ii) WP - 66.7% (iii) EMWP - 66.7% (iv) WPCCLT - 40% (c) (i) Sole power to vote or to direct the vote Investors - 12,086,349 WP - 0 EMWP - 0 WPCCLT - 18,080,030 - ----------------------------------- -------------------------------- CUSIP No. 481138 10 5 13G Page 8 of 10 Pages - ----------------------------------- -------------------------------- (ii) Shared power to vote or to direct the vote Investors - 0 WP - 30,166,379 EMWP - 30,166,379 WPCCLT - 0 (iii) Sole power to dispose or to direct the deposition of Investors - 12,086,349 WP - 0 EMWP - 0 WPCCLT - 18,080,030 (iv) Shared power to dispose or to direct the deposition of Investors - 0 WP - 66.7% EMWP - 66.7% WPCCLT - 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATION. Not Applicable. - ----------------------------------- -------------------------------- CUSIP No. 481138 10 5 13G Page 9 of 10 Pages - ----------------------------------- -------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 11, 2001 WARBURG, PINCUS INVESTORS, L.P. By: Warburg, Pincus & Co., General Partner By: /S/ STEPHEN DISTLER --------------------------------------- Stephen Distler, Partner Dated: February 11, 2001 WARBURG, PINCUS & CO. By: /S/ STEPHEN DISTLER --------------------------------------- Stephen Distler, Partner Dated: February 11, 2001 E.M. WARBURG, PINCUS & CO., LLC By: /S/ STEPHEN DISTLER --------------------------------------- Stephen Distler, Member Dated: February 11, 2001 WARBURG, PINCUS CAPITAL COMPANY LIQUIDATING TRUST By: /S/ STEPHEN DISTLER --------------------------------------- Stephen Distler, Trustee SCHEDULES Schedule I Joint Filing Agreement, dated February 11, 2001, among the signatories of this Schedule 13G (incorporated by reference to Amendment No. 1 to Schedule 13G filed by the signatories hereto on February 14, 2001). -----END PRIVACY-ENHANCED MESSAGE-----